Assistant Marketing & Product Compliance Manager

About Us Longbridge is an AI-Powered online brokerage that serves global investors with optimal trading experiences through building worldwide trading infrastructure and networks. Established in March 2019, Longbridge holds 22 financial licenses and qualifications across the United States, Singapore, Hong Kong, New Zealand and other regions, having secured over US $150 million in strategic investments from major financial and investment institutions. Its subsidiary, Longbridge Securities (Hong Kong) Limited (CE No.: BPX066), holds Type 1, 2, 4, and 9 licenses issued by the Hong Kong Securities and Futures Commission (SFC) Responsibilities - Marketing & Product Compliance Management - Review and approve marketing campaigns, advertisements, social media, website, email, push, SMS, in-app, and other customer-facing materials to ensure compliance with HK regulatory standards. - Advise Marketing, Growth, Product, and Business teams on financial promotions, product claims, risk disclosures, disclaimers, incentives, and fair dealing requirements. - Review product disclosures, customer journeys, educational content, and communications for regulatory and conduct risks. - Provide compliance input on new products, trading features, digital experiences, and customer acquisition initiatives. - Review influencer, affiliate, referral, and other third-party marketing activities. - Compliance Monitoring & Advisory - Conduct risk-based monitoring and thematic reviews of marketing materials, product disclosures, and customer communications. - Identify control gaps, compliance issues, and conduct risks, recommending actionable remediation plans. - Monitor HK regulatory developments and translate requirements into practical business guidance and internal controls. - Support compliance policies, training programs, regulatory inquiries, audits, and management reporting. - Support investigations into marketing-related incidents and customer complaints with regulatory implications. Qualifications - Education: Bachelor’s degree in Law, Finance, Business, Accounting, or a related discipline. - Experience: Minimum 4 years of relevant regulatory compliance experience, preferably within a licensed corporation (Type 1/4/9), digital wealth investment platform, bank, or fintech. Required Skills - Regulatory Knowledge: Deep understanding of Hong Kong regulatory frameworks, including the Securities and Futures Ordinance (SFO), SFC Codes of Conduct, Guidelines on Online Distribution and Advisory Platforms, relevant HKEX rules, and AML/CFT guidelines. - Functional Expertise: Proven experience reviewing financial promotions, marketing materials, digital campaigns, product disclosures, and client communications in a regulated environment. - Commercial Mindset: Strong ability to translate complex HK regulatory requirements into practical, commercially viable business advice for Product, Growth, and Marketing teams. - Operational Skills: Background in compliance monitoring, thematic reviews, policy drafting, and regulatory remediation. - Language Skills: Excellent written and verbal communication skills in English and Cantonese; fluency in Mandarin is highly preferred for reviewing bilingual materials and liaising with regional stakeholders.

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