Assistant Manager, Client Services, Wealth Management

Position Description Provide full brokerage administration services to internal and external clients; and ensure the activities in Wealth Management and Retail & High-Net-Worth Business to compile in Company’s policy and regulatory requirements; and execute securities/ futures transactions and other financial products for Hong Kong and other regional markets. Key Areas of Responsibilities - Ensure the completeness and consistence for the client’s account on boarding documents with sales/ account executive’s justification, including handling enquiries in relation to but not less than Individual, Corporate and Institutional types of accounts. - Handle trading transactions (mainly for odd lots order), insurance subscription and fund and stock withdrawal/ deposit request at business level. - Conduct client’s name screening and system input to fulfil AML/ audit requirements. - Act as backup to Client Services Officers/ partners by taking up their roles and duties in needs. - Act as a gate keeper for Company’s policies and regulatory requirements. - Involve and participate in ad-hoc projects as assigned. - Provide guidance to junior staffs for an achievement of the Team’s common goal (apply for Manager only) Requirements - Degree holder in relevant business/ finance discipline is highly preferred. - Attained relevant SFC licenses for carrying Type 1, 7 and/ or 8 regulated activities. - Holder of Type 2 or mid-back office experience in other financial products, e.g. Insurance is a plus. - Good interpersonal and communication skills. - Able to work effectively under pressure and be a team player. - Good command of written and spoken English and Chinese (preferably including Putonghua). - Experienced candidate may consider to be offered as Manager.

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