Investment Compliance (Contract) - Investment Management
Michael PageJob Description
- Compliance monitoring and alert remediation - Partner investment teams to strengthen mandate governance controls About Our Client Our client is a leading investment management organisation with a strong presence across Asia, managing diversified investment portfolios on behalf of policyholders and institutional investors. Job Description - Review and investigate compliance alerts generated following a recent compliance system migration. - Analyse false positive alerts and identify root causes impacting compliance monitoring effectiveness. - Validate that investment mandates, regulatory requirements, and governing documents are accurately reflected within the compliance platform. - Support pre-trade and post-trade compliance monitoring activities across investment portfolios. - Partner with investment, compliance, operations, and technology teams to resolve compliance monitoring issues. - Liaise with external vendors and internal stakeholders to enhance compliance controls and processes. - Conduct reviews and reconciliations of compliance rules against changing regulatory, mandate, and internal policy requirements. The Successful Applicant - Degree in relevant field - Experience within Investment Compliance with understanding of investment mandates, regulatory requirements, and portfolio compliance monitoring. - Hands-on experience with Aladdin Compliance System What's on Offer This opportunity offers exposure to a highly regarded investment management environment supporting large institutional and insurance portfolios across the region. The successful candidate will work alongside experienced investment, risk, and compliance professionals while contributing to a high-profile post-migration initiative. Contact Quote job ref: JN-092026-7098011