Analyst/Associate, Compliance Hong Kong (Japanese Speaking)

Polymer Capital
Hong Kong, Hong Kong SAR
Salary not specified
Posted
Full-time
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Job Description

Company Introduction Polymer Capital Management is an Asia public markets-focused asset management firm offering hedge fund and long-only strategies. Polymer combines established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing the region's best investment talent. Polymer was established in conjunction with PAG, one of the world's largest Asia-focused alternative asset managers, in 2019. Job Responsibilities / Job Brief The Product Specialists team acts as a crucial link between investment teams and investors, focusing on relationship management, strategy and insights communication, business development and product development. Key Responsibilities: - Handle license applications, regulatory filings and reports - Assist with the development, implementation and administration of the Group compliance framework and policies - Conduct monitoring and surveillance of trading activities to detect and prevent market abuse, insider trading and other violations - Investigate and resolve alerts generated by trade surveillance systems, and escalate any potential issues to the appropriate stakeholders - Work on regional projects including system UAT, new investment models discussion, or system development - Conduct or assist with ad-hoc inspections and regulatory requests Requirements - University graduate with major in Business, Finance or Law - At least 2 years of experience in compliance, preferably in brokerage or asset management firms - Excellent analytical and problem-solving skills - Strong interpersonal and communication skills - High attention to details - Ability to handle multiple tasks simultaneously and work under tight deadlines - Proactive in identifying risks and proposing solutions. Strong computer skills including MS Office Suite Excel, Bloomberg - Fluent in English and Japanese Good to have - Proficient in Python, or VBA is a plus Why join us? - Prime Location: You'll work full time from our centrally located office space in the heart of Hong Kong - High-Growth: We have a team of highly ambitious professionals with a strong desire to learn and develop their skills - Equal opportunity employer: We celebrate diversity and are committed to creating an inclusive environment for all employees - Global exposure: With six offices and three affiliate offices around the region, Polymer teams work together to solve meaningful problems at scale - Dynamic and Collaborative Environment: Opportunity to work with industry leaders and experts to engage in exciting projects and fulfilling challenges Benefits Some of our Benefits - Paid Annual Leave - Medical Group Insurance - In-built Gym facility - DEI and Philanthropy Initiatives - Professional Learning & Development Opportunities

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About Polymer Capital

Financial Services
Hong Kong
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