Compliance Surveillance (1-year contract), ForeignBank

Your new role - Conduct surveillance reviews of employee electronic communications to identify potential misconduct, regulatory breaches, and compliance risks. - Investigate alerts generated through surveillance systems and escalate suspicious findings where appropriate. - Monitor communications to ensure adherence to internal policies, regulatory requirements, and industry standards. - Perform analysis and document investigation findings in a clear and concise manner. - Liaise with Compliance, Legal, Risk, HR, and business stakeholders on surveillance-related matters. - Support periodic reporting and management information (MI) preparation. - Participate in surveillance framework enhancements and regulatory projects as required. Requirements - Bachelor's degree in Business, Finance, Accounting, Law, or a related discipline. - 2-4 years of relevant experience in Compliance, AML, Surveillance in Banking. - immediate availability is preferred. - Knowledge of financial markets, regulatory requirements, and compliance controls is preferred. - Strong investigative, analytical, and problem-solving skills. - Excellent written and verbal communication skills. - Ability to work independently and manage multiple priorities in a fast-paced environment. What you need to do now If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. (krystal.chun@hays.com.hk) If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.

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