IBD / Corporate Finance- Execution or Signing Principal (Associate- MD)

多家头部中资投行券商招聘IBD 人才，base HK: - Signing Principal / IBD签字保荐人, Full time/ Part time 都招 - Top中资券商招聘DCM, D-MD, DCM Head岗位招聘，base HK - 中资券商投行招聘DCM Head，D-MD level，要求有自主承揽能力，base HK - 多家中资券商招聘ECM / ECM Head，有Asso- MD level，Execution, Syndicate以及Syndicate Operation都招，equity sales也可转 - 多家投行招IBD招聘执行人员，职级Associte– Director level, 有行业组，base HK，headcount多 - 多家知名投行招TMT Head， Healthcare Head - Takeover Code RO 感兴趣请联系Katherine ***微信号：Katherine_Shiu，欢迎转发自荐 IBD / Corporate Finance- Execution or Signing Principal (Associate- MD) Job Description - RO Type 6 (Sponsor, Principal): Develop financing deals’ businesses, proposal, plan, execution, negotiation, M&A, fund mergers, structured finance, advisory, due diligence etc. - Lead and manage the full execution lifecycle of assigned IPO sponsor mandates, from engagement acceptance to successful HKEX listing and post-listing obligations. - Oversee IPO project teams, providing strategic direction, supervision, and hands-on guidance to ensure timely, high-quality delivery. - Conduct and supervise rigorous due diligence processes, identifying and resolving issues to meet SFC and HKEX standards. - Perform in-depth reviews of key listing documents, including prospectuses, accountants’ reports, reorganisation memos, legal opinions, listing applications, financial forecasts, and valuation models. - Act as the primary point of contact with the risk management team, proactively addressing and mitigating any concerns related to listing applications and sponsor responsibilities. - Coordinate closely with all stakeholders—clients, ECM teams, legal advisors, auditors, co-sponsors, and other parties—to align on deliverables, timelines, and execution excellence. - Engage directly with regulators (HKEX and SFC), managing inquiries, responding to comments, handling feedback, and overseeing project logistics and compliance throughout the process. - Ensure full adherence to internal policies, SFC sponsor guidelines, the Securities and Futures Ordinance (SFO), HKEX Listing Rules, and all relevant regulations. The Successful Applicant - Current holder of Responsible Officer (RO) and Sponsor Principal licenses registered with the SFC for Type 6 regulated activity. - Minimum 10+ years of relevant experience in investment banking or corporate finance, with a strong emphasis on HK IPO execution and sponsorship. - Proven track record of successfully executing and sponsoring multiple IPOs on the Hong Kong Stock Exchange (as sponsor principal or in a lead execution role). - Excellent communication and interpersonal skills, with fluency in English and Mandarin, plus strong proficiency in Chinese typing. - In-depth knowledge of Hong Kong's regulatory framework for listings, including the SFC Corporate Finance Adviser Code of Conduct, Sponsors Guidelines, HKEX Listing Rules, and the Securities and Futures Ordinance (SFO). - Bachelor's degree (or higher) in Finance, Business, Economics, Law, Accounting, or a related field; CFA, CPA, or other relevant qualifications are a plus.