Compliance Associate, Hedge Fund

Summary A well-known Hedge Fund is now seeking a Compliance Officer to join their compliance team. The ideal candidate will have a strong compliance background within the asset management, hedge fund, or alternative investment industry, with exposure to equity compliance and regulatory reporting requirements. Key Responsibilities - Perform daily compliance monitoring and surveillance activities. - Handle short selling regulatory reporting and ensure timely regulatory submissions. - Manage significant shareholding disclosures and reporting obligations across relevant jurisdictions. - Conduct compliance reviews and monitoring to ensure adherence to internal policies and regulatory requirements. - Assist in the implementation and ongoing maintenance of AML/KYC/CTF frameworks and procedures. - Maintain compliance records, registers, and documentation. - Assist in updating and enhancing compliance policies, procedures, manuals, and internal controls. - Support regulatory inquiries, audits, and compliance projects as required. - Provide compliance guidance to internal stakeholders on regulatory and control matters. Requirements - Bachelor's degree in Law, Finance, Business, Accounting, or a related discipline. - Require 3-6+ years of compliance experience, preferably gained within Hedge fund/Asset management firms/Alternative investment managers. - Experience in equity compliance is highly preferred. - Strong attention to detail with excellent analytical and organizational skills. - Ability to work independently and manage multiple priorities in a fast-paced environment. - Strong communication and stakeholder management skills. - Team player with a high level of integrity and professionalism. - Fluent in English is a must. What you need to do now If you're interested in this role, click 'apply now' to forward an up-to-date copy of your CV, or call us now. (krystal.chun@hays.com.hk) If this job isn't quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career.

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